Federal contractor · WASHINGTON, DC

FINANCIAL INDUSTRY REGULATORY AUTHORITY INC

FINANCIAL INDUSTRY REGULATORY AUTHORITY INC received $5.1M in federal contract obligations in FY2026, on 3 awards (+85% vs FY2025). Since FY2017: $22.8M. Its largest customer was Securities and Exchange Commission ($5.1M).

Obligations · FY2026
$5.1M
New awards
3
Sole-source
100%
Single offer
0.0%
UEI
LDVRJ7PXS5B4
Other than small business

Spending by fiscal year

Obligations per federal fiscal year (October–September).

  1. 32.5KFY2017
  2. 764KFY2018
  3. 417.3KFY2019
  4. 1.4MFY2020
  5. 4.4MFY2021
  6. 1.8MFY2022
  7. 2.7MFY2023
  8. 3.4MFY2024
  9. 2.7MFY2025
  10. 5.1MFY2026

Top buying agencies

Obligations in FY2026.

  1. 3 awards

What was bought · Where the work was performed

Obligations in FY2026.

What was bought

  1. Professional services$4.8M94%
  2. IT & telecom$290K5.7%

Where the work was performed

Integrity signals

Shares of the year's obligations, next to the country's.

  • Low competition100%
    US 39% · $5.1M
  • Sole-source awards100%
    US 30% · $5.1M
  • Single-offer competitions0.0%
    US 8.7% · $0
  • Urgency justifications0.0%
    US 5.1% · $0

A signal is a reason to look closer, not evidence of wrongdoing: most sole-source awards are lawful and justified.

Largest awards

  1. Securities and Exchange Commission· District of Columbia, DC· Professional services· Sep 30, 2021 – Sep 8, 2026· 50310221C0106
  2. Securities and Exchange Commission· District of Columbia, DC· Professional services· Aug 11, 2021 – Jun 15, 2026· 50310221C0078
  3. Securities and Exchange Commission· Montgomery County, MD· IT & telecom· Mar 18, 2020 – Jun 15, 2026· 50310220C0040

Competitors

Companies that win from the same buyers in the same markets: obligations by agency and industry compared over the last three fiscal years.

Compared on 2 markets (agency × industry), FY2024–FY2026.

  1. ACTIONHGS LLC$3.4M+85% in FY2026
    VIENNA, VA · 30% of this company's obligations are in markets they both serveSecurities and Exchange Commission · Computer systems design and related services
  2. ASHBURN, VA · 31% of this company's obligations are in markets they both serveSecurities and Exchange Commission · Computer systems design and related services
  3. INOVITECH LLC$2.7M+69% in FY2026
    LEESBURG, VA · 24% of this company's obligations are in markets they both serveSecurities and Exchange Commission · Data processing, hosting, and related servicesSecurities and Exchange Commission · Computer systems design and related services

Showing the top 3 of 25 competitors. Open the profile for the full list.

Who sells to the same buyers in the same markets, not who wins against whom on a given contract. Prime contract obligations by the agency and NAICS code of each award; subawards are never added. A company is a family of legal entities, joined by parent UEI or, in part, by an AI reading of names.

Source: Federal contract transactions (Federal Procurement Data System) (U.S. Department of the Treasury, USAspending.gov), data current to Oct 10, 2026, loaded Oct 10, 2026 · FY2024–FY2026.

Lobbying and PAC activity

Organizations in House lobbying disclosures and FEC records whose names an AI judgment matched to this company. Those records carry no identifier shared with contracts, so every match is by name.

Matched organizations

  • Financial Industry Regulatory AuthorityAI match · 100%
  • Financial Industry Regulatory Authority ("FINRA", formerly NASD)AI match · 100%
  • Financial Industry Regulatory Authority ("FINRA")AI match · 100%
  • Financial Industry Regulatory Authority, Inc. (FINRA)AI match · 100%
Lobbying · 2025
$850K
19 reports
Lobbying · 2023–2026
$2.3M
$2.3M in its own reports

Lobbying by year

  1. 2023$370K
    12 reports
  2. 2024$600K
    15 reports
  3. 2025$850K
    19 reports
  4. 2026$440K
    10 reports

Top issues

  1. Financial institutions, investments and securities56 reports

Who was contacted

  1. U.S. HOUSE OF REPRESENTATIVES52 reports
  2. U.S. SENATE52 reports

Houses of Congress and federal agencies the reports list as contacted (a report names every one for all its issues).

Lobbying firms hired

  1. Rich Feuer Anderson$420K
    14 reports
  2. FULCRUM PUBLIC AFFAIRS LLC$420K
    14 reports
  3. Federal Hall Policy Advisors, LLC$407.5K
    9 reports
  4. CHECKMATE GOVERNMENT RELATIONS$250K
    5 reports

Registrants who are individuals are counted, not named.

Lobbying amounts are the filers' own good-faith estimates on quarterly LD-2 reports (the law asks for amounts rounded to $10,000; under $5,000 need not be itemized), latest amendment only. When an organization files its own report, it replaces what outside firms report for it that quarter. Matches are by name. Lobbying and political giving are legal and public: they show engagement with government, not influence over any award. Correlation is not influence: these organizations' lobbying and their contracts are shown side by side, and nothing here implies either affected the other.

Source: Lobbying disclosures (LD-1 registrations, LD-2 quarterly reports, LD-203 contribution reports) (Clerk of the U.S. House of Representatives), data current to Oct 10, 2026, loaded Oct 10, 2026 · 2023–2026.

Source: Committees, candidates and committee contributions to candidates (Federal Election Commission), data current to Oct 10, 2026, loaded Oct 10, 2026 · 2026, 2024, 2022.

Matches: Analisa AI name judgments (entity-match@1), updated Oct 5, 2026.

Source: Federal contract transactions (Federal Procurement Data System) (U.S. Department of the Treasury, USAspending.gov), data current to Oct 10, 2026, loaded Oct 10, 2026.